Warren Smith

OMEGA · specification

OMEGA protocol specification v1.4.3

Status: published, v1.4.3 current. MIT licensed. The schema set currently defines the aggregate trust-ledger envelope; a normative single-decision record schema is in development. This document defines the schema and field names, not a public runtime that enforces gates.

What this specification establishes

A record structure for governed decisions: who authorised the action, the reasoning chain, the predicted outcome, the confirmation encoding, and the cryptographic provenance. Integrators compose and seal records in their own stacks. The P5 confirmation fields document whether a gate was recorded; they do not block execution. Enforcement is the integrator's responsibility.

Conformance

Two levels. Core requires all five schema-v1.0 fields: P1 governance, P2 reasoning, P3 traceability, P4 expectation, P5 confirmation. Extended records may carry P4M, P4T, P5E, P6, P6A, P6L, PCF, P10, P11, P12 and P14; several of those structured encodings are not yet published. The normative machine-readable schema for the single-decision record is in development.

The fields

Each field is anchored to the refund-escalation example record.

The failure mode each removal enables

The specification maps each field to the failure its removal enables, P1 to ungoverned action, P3 to mutable history, P4M to a decoy prediction, P4T to temporal arbitrage, P10 to perfectly recorded incompetence, P12 to vacuous expectations. That necessity is machine-checked for nine fields in the proof artifact (SymPy), and is design rationale for the rest.

What OMEGA does not claim

OMEGA does not prove a decision was correct, does not prevent bad decisions, and does not replace human judgment. Reasoning is not established as causally connected to the decision unless P2 is bound to actual execution traces. OMEGA does not access model weights or activations: it cannot distinguish genuine reasoning from a perfect post-hoc rationalisation. That last point is named as an honest limit in the doctrine.

The verification · Back to OMEGA